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If you have not established an online account, you may follow the online instructions or contact us via the number on your account statement or this site. Go Back How do I transfer my stock? Please follow the steps below: Confirm that Broadridge is the transfer agent - our name will usually appear on your account statement.

Please send us a letter of instruction signed by all registered owners stating your intent to transfer. The letter of instruction must be accompanied by a Legal Transfer Form bearing the appropriate signature s. The signature s must be guaranteed by a financial institution participating in an officially recognized Medallion Signature Guarantee Program see below.

Note that this is different from having your signature notarized. Include any additional instructions indicating how you wish the shares to be transferred. These instructions should provide the name, address and social security number for each transferee and should indicate the number of shares to be transferred.

In some cases additional documents will be required to complete the transfer. Please refer to page two of the Legal Transfer Form for additional document requirements based on your stock transferring situation. How do I transfer registered shares to beneficial or street shares via my broker? Contact your broker directly Your broker will ask for some basic information about your account, including: The issuer of the shares The transfer agent name Broadridge Your account number obtain from your statement or online account The number of shares you wish to transfer The broker will then have the shares transferred from Broadridge to your brokerage account What is a medallion signature guarantee?

The Uniform Commercial Code UCC entitles transfer agents and corporate issuers to receive signature guarantees to protect them against fraudulent and unauthorized transfers. Securities and Exchange Commission SEC regulations define the financial institutions that are eligible to provide such signature guarantees, e.

Signature Guarantee Programs have been developed and eligible financial institutions which subscribe to such programs are issued "Medallion Guarantee Stamps". Transfer agents are obligated to ensure that such stamps appear on the transfer documents and are entitled to refuse a transfer of shares if a signature is not guaranteed with a stamp.

A notary stamp is not acceptable when transferring the ownership of stock. Go Back Ownership Types What is a "registered" shareholder? A registered shareholder is the owner of record on the books of the corporation, generally kept by the transfer agent. The registered shareholder may be an individual, a trust, a broker, etc.

Registered shareholders receive dividends, proxies and other communications directly from the corporation via the transfer agent or the corporation directly. He is a CFA charterholder. Morningstar Style Box Yahoo partners with Morningstar a leading market research and investment data group to help investors rate and compare funds on Yahoo Finance. The Morningstar Category is shown next to the Morningstar Style Box which identifies a fund's investment focus, based on the underlying securities in the fund.

Morningstar Category While the investment objective stated in a fund's prospectus may or may not reflect how the fund actually invests, the Morningstar category is assigned based on the underlying securities in each portfolio. Morningstar categories help investors and investment professionals make meaningful comparisons between funds.

The categories make it easier to build well-diversified portfolios, assess potential risk, and identify top-performing funds. We place funds in a given category based on their portfolio statistics and compositions over the past three years.

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First, it was the outperformance of energy stocks in early And undoubtedly, it will be something else with even more hype behind it by Christmastime. The problem with fads is that you can almost never predict how long they will last, or what will come next. The truth is that the vast majority of Wall Street is tied up in a parade of false hopes and empty promises.

Let me show you how you can do that, using consumer goods giant Kellogg Company K as a case study. Management — After a few years of declining or flat sales, the maker of iconic brands like Rice Krispies and Pop Tarts embarked on a mission to reinvigorate the brand back in As evidenced by a growing dividend and strong share performance, those efforts seem to continue to bear fruit.

But right now, this characteristic is just what the doctor ordered. Just look at how the stock has held up amid recent declines as proof. We may use it to: Verify your identity, personalize the content you receive, or create and administer your account. Provide specific products and services to you, such as portfolio management or data aggregation.

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